Vistamark Investments
Chicago Area312-895-3001 Phoenix Area480-906-3001 info@vistamark.com

Regulatory

Disclosures

Vistamark Investments LLC · SEC CRD #335309

Last reviewed October 5, 2026
Next review at the annual ADV amendment

Registration

Vistamark Investments LLC (“Vistamark”) is an investment adviser registered with the U.S. Securities and Exchange Commission. Its headquarters and principal office of record on Form ADV is 333 West Chestnut Street, Suite 100, Hinsdale, IL 60521; the firm also has offices in Chicago and Phoenix. Registration as an investment adviser does not imply a certain level of skill or training. You can verify our registration and review our filings on the SEC’s Investment Adviser Public Disclosure website.

Form ADV and Form CRS

Our Form ADV Part 2A (Firm Brochure) and Part 2B (Brochure Supplements) describe our services, fees, conflicts of interest and the backgrounds of our advisory personnel. Form CRS (Client Relationship Summary) is a two-page summary for retail investors. Copies are available free of charge below, on the SEC’s IAPD site, or by contacting our Chief Compliance Officer, Matthew Rice, CFA, CAIA, at mrice@vistamark.com or 312-895-3001 x100.

Fees and compensation

Vistamark is a fiduciary to every client, with completely transparent fees. Fees, compensation and related conflicts of interest — including support products and services from Charles Schwab, the custodian we prefer — are described in Form ADV Part 2A (Items 5, 12 and 14) and in Form CRS, both available above. For a plain-English summary of how we structure fees — asset-based (AUM) or flat, depending on the engagement — see Our fees.

Affiliated company

M&A advisory services are provided through Vistamark Consulting LLC, an affiliate of Vistamark Investments LLC. See Form ADV Part 2A, Item 10.

Custody

Vistamark does not accept or maintain custody of client assets. Clients place assets with a qualified custodian of their choosing; Vistamark prefers Charles Schwab and can work with other custodians. Clients receive statements directly from the custodian at least quarterly.

Disciplinary history

Neither Vistamark Investments nor its investment adviser representatives have a legal or disciplinary history. Free tools to research the firm and its professionals are available at Investor.gov/CRS.

General disclaimer

The information on this website is for informational and educational purposes only. It does not constitute investment, legal, tax or accounting advice, and it is not an offer to sell or a solicitation of an offer to buy any security or investment product. Nothing on this site should be relied upon as a recommendation for any particular investor. You should consult your own advisors before acting on any information presented here.

Risk

All investments involve risk, including the possible loss of principal. Past performance is not a guarantee of future results. Alternative investments — including private equity, private credit, hedge funds and real assets — are speculative, illiquid, may use leverage and are suitable only for qualified investors who can bear the loss of their entire investment.

Third-party content and links

Certain articles reference third-party data, publications or organizations. Vistamark does not guarantee the accuracy of third-party information and is not responsible for the content of linked websites. Rankings and awards referenced (including Barron’s) relate to prior firms and periods and are not indicative of Vistamark’s future performance or any client’s experience.

Trademarks

VistaWealth Office™, Integrated Chief Investment Officer™, Integrated CIO™, iCIO™, VistaBuilder™ and VistaBalancer™ are trademarks of Vistamark Investments LLC. CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute. CAIA® is a registered trademark of the CAIA Association.

Privacy

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